// Unit group · 3311

Securities and Finance Dealers and Brokers

Securities and finance dealers and brokers buy and sell securities, stocks, bonds and other financial instruments, and deal on the foreign exchange, on spot, or on futures markets, on behalf of their own company or for customers on a commission basis. They recommend transactions to clients or senior management.

3 Technicians and Associate Professionals / 33 Business and Administration Associate Professionals / 331 Financial and Mathematical Associate Professionals / All level 4

// Working conditions

Sitting and standing

// Hand tools

No hand tools in this set.

obtaining information about the financial circumstances of customers and companies in which investments may be made

analysing market trends for securities, bonds, stocks and other financial instruments, including foreign exchange

informing prospective customers about market conditions and prospects

advising on and participating in the negotiation of terms for, and organization of, loans and placement of stocks and bonds in the financial market to raise capital for customers

recording and transmitting buy and sell orders for securities, stocks, bonds or other financial instruments and for foreign exchange for future or immediate delivery.

Included occupations

Examples of the occupations classified here:
- Foreign exchange broker
- Foreign exchange dealer
- Securities broker
- Stocks and shares broker

Excluded occupations

Some related occupations classified elsewhere:
- Bond analyst - 2413
- Commodities broker - 3324
- Commodity futures dealer - 3324
- Securities clerk - 4312

Indexed job titles 26